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TRADE MARK LAW USA (USPTO)
A trademark
includes any word, name, symbol, or device, or any
combination, used, or intended to be used, in commerce to
identify and distinguish the goods of one manufacturer or
seller from goods manufactured or sold by others, and to
indicate the source of the goods. In short, a trademark is a
brand name.
A service
mark is any word, name, symbol, device, or any combination,
used, or intended to be used, in commerce, to identify and
distinguish the services of one provider from services
provided by others, and to indicate the source of the
services
A
certification mark is any word, name, symbol, device, or any
combination, used, or intended to be used, in commerce with
the owner’s permission by someone other than its owner, to
certify regional or other geographic origin, material, mode
of manufacture, quality, accuracy, or other characteristics
of someone's goods or services, or that the work or labor on
the goods or services was performed by members of a union or
other organization.
A collective
mark is a trademark or service mark used, or intended to be
used, in commerce, by the members of a cooperative, an
association, or other collective group or organization,
including a mark which indicates membership in a union, an
association, or other organization.
Federal
registration is not required to establish rights in a
trademark. Common law rights arise from actual use of a
mark. Generally, the first to either use a mark in commerce
or file an intent to use application with the Patent and
Trademark Office has the ultimate right to use and
registration. The federal registration has several
advantages, including notice to the public of the
registrant's claim of ownership of the mark, a legal
presumption of ownership nationwide, and the exclusive right
to use the mark on or in connection with the goods or
services set forth in the registration. The registration can
be used as a basis for obtaining registration in foreign
countries. The registered trademark may be filed with U.S.
Customs Service to prevent importation of infringing foreign
goods.
It is not
necessary to be US residents to file the trademark
application. However, an applicant's citizenship must be set
forth in the record. If an applicant is not a citizen of any
country, then a statement to that effect is sufficient. If
an applicant has dual citizenship, then the applicant must
choose which citizenship will be printed in the Official
Gazette and on the certificate of registration.
The federal
registration symbol may be used once the mark is actually
registered in the U.S. Patent and Trademark Office. Even
though an application is pending, the registration symbol
may not be used before the mark has actually become
registered. The federal registration symbol should only be
used on goods or services that are the subject of the
federal trademark registration.
The
applicant may seek registration in any of the countries that
have joined the Madrid Protocol by filing a single
application, called an "international application," with the
International Bureau of the World Intellectual Property
Organization, through the USPTO. Also, certain countries
recognize a United
States registration as a basis for filing an application to
register a mark in those countries under international
treaties.
It is advisable to conduct a search of the
Office records before filing an application. A
common law search involves searching records other than the
federal register and pending application records. It may
involve checking phone directories, yellow pages, industrial
directories, state trademark registers, among others, in an
effort to determine if a particular mark is used by others
when they have not filed for a federal trademark
registration. A common law search is not necessary but some
find it beneficial. Telephone numbers for search firms that
perform these searches for a fee can be found in the yellow
pages of local phone directories and through an Internet
search.
A specimen
is a real-world example of how the mark is actually used on
the goods or in the offer of services. Labels, tags, or
containers for the goods are considered to be acceptable
specimens of use for a trademark. For a service mark,
specimens may be advertising such as magazine advertisements
or brochures. Actual specimens, rather than facsimiles, are
preferred. However, if the actual specimens are bulky, or
larger than 8½" x 11", then the applicant must submit
facsimiles, (e.g., photographs or good photocopies) of the
specimens. Facsimiles may not exceed 8½" x 11". ONE SPECIMEN
IS REQUIRED FOR EACH CLASS OF GOODS OR SERVICES SPECIFIED IN
THE APPLICATION.
Specimens
are required in applications based on actual use in
commerce, Section 1(a), 15 U.S.C. §1051(a), and must be
filed with the Amendment to Allege Use, 15 U.S.C. §1051(c) ,
or the Statement of Use, 15 U.S.C. §1051(d), in applications
based on a bona fide intention to use the mark in commerce,
Section 1(b), 15 U.S.C. §1051(b). Specimens are not required
for applications based on a foreign application or
registration under Section 44 of the Trademark Act, 15 U.S.C.
§1126, or for applications based on an extension of
protection of an international registration to the United
States under Section 66(a) of the Trademark Act, 15 U.S.C.
§1141f.
The
"drawing" is a page which depicts the mark applicant seeks
to register. In an application based on actual use, Section
1(a), 15 U.S.C. §1051(a), the drawing must show the mark as
it is actually used, i.e., as shown by the specimens. In the
case of an application based on a bona fide intention to
use, Section 1(b), 15 U.S.C. §1051(b), the drawing must show
the mark as the applicant intends to use it. In an
application based on a foreign application or foreign
registration, Sections 44(d) or 44(e), 15 U.S.C. §§1126(d)
or (e), the drawing must depict the mark as it appears or
will appear on the foreign registration. The applicant
cannot register more than one mark in a single application.
Therefore, the drawing must display only one mark. A
drawing is required in all applications, and is used by the
Office for several purposes, including printing the mark in
the Official Gazette, and on the registration certificate. A
specimen, on the other hand, is required as evidence that a
mark is in actual use in commerce.
A foreign applicant file an application for
registration on the following basis:
-
Use in interstate commerce or commerce
between the United States and a foreign country.
2. Bona
fide or good faith intention to use the mark in interstate
commerce or commerce between the United States and a foreign
country.
3.
Ownership of an application filed in a foreign country (if
within six months of the foreign filing date).
4. Ownership
of a foreign registration (with a copy).
5. Extension
of protection of an international registration to the United
States under the Madrid Protocol, pursuant to section 66(a)
of the Trademark Act.
The
Trademark Office will refuse to register matter if it does
not function as a trademark. Not all words, names, symbols
or devices function as trademarks. For example, matter which
is merely the generic name of the goods on which it is used
cannot be registered. Additionally, Section 2 of the
Trademark Act (15 U.S.C. §1052) contains several of the most
common (though not the only) grounds for refusing
registration. The grounds for refusal under Section 2 may be
summarized as:
1. The
proposed mark consists of or comprises immoral, deceptive,
or scandalous matter;
2. The
proposed mark may disparage or falsely suggest a connection
with persons (living or dead), institutions, beliefs, or
national symbols, or bring them into contempt or disrepute;
3. the proposed mark consists of or comprises the flag or
coat of arms, or other insignia of the United States, or of
any State or municipality, or of any foreign nation;
4. the proposed mark consists of or comprises a name,
portrait or signature identifying a particular living
individual, except by that individual's written consent; or
the name, signature, or portrait of a deceased President of
the United States during the life of his widow, if any,
except by the written consent of the widow;
5. the proposed mark so resembles a mark already registered
in the Patent and Trademark Office (PTO) that use of the
mark on applicant's goods or services are likely to cause
confusion, mistake, or deception;
6. the
proposed mark is merely descriptive or deceptively
misdescriptive of applicant's goods or services;
7. the proposed mark is primarily geographically
descriptive or deceptively geographically misdescriptive of
applicant's goods or services;
8. the proposed mark is primarily merely a surname; and
matter that, as a whole, is functional.
For a
trademark registration to remain valid, an Affidavit of Use
("Section 8 Affidavit") must be filed: (1) between the fifth
and sixth year following registration, and (2) within the
year before the end of every ten-year period after the date
of registration. The registrant may file the affidavit
within a grace period of six months after the end of the
sixth or tenth year, with payment of an additional fee. The
registrant must also file a §9 renewal application within
the year before the expiration date of a registration, or
within a grace period of six months after the expiration
date, with payment of an additional fee.
Assuming
that an affidavit of use is timely filed, registrations
granted PRIOR toNovember 16, 1989 have a 20-year term, and
registrations granted on or after November 16, 1989 have a
10-year term. This is also true for the renewal periods;
renewals granted PRIOR to November 16, 1989 have a 20-year
term, and renewals granted on or after November 16, 1989
have a 10-year term.
An applicant
may file an Amendment to Allege Use any time between the
filing date of the application and the date the Examining
Attorney approves the mark for publication. If an Amendment
to Allege Use is not filed, then applicant has six months
from the issuance of the Notice of Allowance to file a
Statement of Use, unless the applicant requests and is
granted an extension of time. If the applicant fails to file
either an Amendment to Allege Use or a Statement of Use
within the time limits allowed, then the application will be
declared abandoned. No registration will be granted.
There are
several ways to dispute use of your trademark by a third
party. Depending on the factual situation, the Trademark
Office may or may not be the proper forum. You should
consider contacting an attorney, preferably one specializing
in trademark law. Local bar associations and the yellow
pages usually have attorney listings broken down by
specialties. Time can be of the essence. For information
about proceedings before the Trademark Trial and Appeal
Board,
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